Overview

Capital markets transactions demand meticulous legal oversight, from regulatory compliance and disclosure requirements to structuring IPOs, managing takeovers, and advising on cross-border listings.

 

Our Capital Markets Practice is a cornerstone of our firm, recognized for its depth of expertise and proven track record. Backed by a team of highly experienced Hong Kong-qualified lawyers, many of whom previously worked at leading international firms and Hong Kong Stock Exchange. We advise issuers, intermediaries, underwriters, banks, and other financial institutions on the full spectrum of capital markets transactions across Hong Kong, Mainland China, and global markets, including IPOs, pre-IPO matters, takeovers, and other M&A advisory services.

 

By working closely with regulators, industry bodies, and market leaders, we anticipate regulatory developments and adapt strategies to keep our clients ahead in the changing regulatory landscape. 

 

Services include

Equity Capital Markets  

  • Initial public offerings, dual listings, and spin-off transactions 

  • Follow-on offerings, including placements, rights issues, and block trades 

  • Pre-IPO investments and cornerstone or anchor investor arrangements 

  • Privatizations, takeovers, and other public M&A involving listed companies 

  • Ongoing regulatory compliance and corporate governance advisory for listed companies 

  • SPAC IPOs, de-SPAC transactions, private placements, and PIPE financings 

  • Cross-border restructuring and listing readiness advisory for offshore and PRC-based issuers 

 

Debt Capital Markets 

  • Investment-grade and high-yield bond offerings  

  • Convertible and exchangeable bonds 

 

For further information, please contact our Senior Partner Mr. YUNG Ching Tat or our Managing Partner Mr. Kenneth Kai Sean YUNG.

 

Mr. YUNG Ching Tat

Tel: +852 2533 6700

Email: yung@hastings-hk.com

 

Mr. Kenneth YUNG

Tel: +852 2533 6771

Email: kennethyung@hastings-hk.com